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The Texas Stock Exchange aims to topple Wall Street

The Texas Stock Exchange aims to topple Wall Street
The Texas Stock Exchange aims to topple Wall Street


Important Disclosures

This material is intended for general information only and is not intended to provide specific advice or recommendations to any person. There can be no assurance that any opinions or strategies discussed are suitable for all investors. To determine which investment(s) may be suitable for you, please consult your financial professional before investing.

Investing involves risks, including possible loss of capital. No investment strategy or risk management technique can guarantee returns or eliminate risk.

Indices are not managed and cannot be invested directly. Index performance is not indicative of the performance of any investment and does not reflect fees, expenses or sales charges. Any performance referenced is historical and is no guarantee of future results.

This document was prepared by LPL Financial, LLC. All information is believed to come from reliable sources; however, LPL Financial makes no representations as to its completeness or accuracy.

Unless otherwise stated, LPL Financial and the third parties and companies mentioned are not affiliated with each other and make no representations about each other. All company names mentioned herein are for educational purposes only and are not an indication of commercial intent or a solicitation of their products or services.

Asset class information

International investing involves special risks such as currency fluctuations and political instability and may not be suitable for all investors. These risks are often heightened for investments in emerging markets.

Bonds are subject to market and interest rate risk if sold before maturity.

Municipal bonds are subject to market and interest rate risk and potentially capital gains taxes if sold prior to maturity. Interest income may be subject to the alternative minimum tax. Municipal bonds are federally tax-exempt, but other state and local taxes may apply.

Dividends on preferred stock are paid at the discretion of the issuing company. Preferred shares are subject to interest rate and credit risk. They can be the subject of a call function.

Alternative investments may not be suitable for all investors and involve special risks such as investment leverage, potentially adverse market forces, regulatory changes and potentially illiquidity. Strategies employed in managing alternative investments can accelerate the speed of potential losses.

Mortgage-backed securities are subject to credit, default, prepayment, extension, market and interest rate risks.

High yield bonds/junk bonds (grade BB or lower) are lower quality securities and are subject to higher interest rate, credit and liquidity risks than those rated BBB or higher. They should generally be part of a diversified portfolio aimed at sophisticated investors.

Investing in precious metals involves greater fluctuations and potential for losses.

Rapid fluctuations in commodity prices will cause significant volatility in the investor's holdings.

Securities and advisory services offered through LPL Financial, a registered investment advisor and broker-dealer. Member FINRA/SIPC.

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